Checklists & related documents

This page is maintained by the IT Community Partnerships group within UITS.  These templates and checklists are provided as examples for your own departmental use, to save you time as you document your own policies and procedures, and strengthen the security posture of your department.  It is not meant to be an authoritative source of policies, nor it is it an exhaustive source of examples.

Please feel free to contact us to add or modify any of the content here.  We are always happy to add more examples!

Email: talk2uits@iu.edu
Phone: 317-278-5387

DocumentDescriptionLast Update
Policy ChecklistMaps requirements of IU Policies to specific actions12/1/2011
Planning GuideSecurity Project Planning Guide (see also the tables below)12/4/2012
Self ReviewAdministrative and technical questions to prepare you for an audit12/1/2011
Policy ManualExample of a complete policy manual12/1/2011
TemplatesZipped file of sample templates12/1/2011 
Departmental PolicyZipped file of departmental policy examples12/1/2011
IT ProceduresZipped file of IT procedure examples12/1/2011

Security Project Planning Guide, Phase 1

LinkDescriptionLast Update
Incident ResponseWork with your leadership to approve and implement a written Incident Response Procedure.  Click the link at the left to view a template.  

12/4/2012

EquipmentWork with your leadership to approve and implement a written procedure for equipment decommissioning.12/4/2012
Private IP Addresses            Unless operationally necessary, all servers and printers should utilize a private IP address.  The link at the left describes how to request one.       12/4/2012
Patch and SecureAll workstations should be configured for automatic updates and patches, both to the OS and virus protection software12/11/12
Securing PrintersMost printers are fairly "open" with their factory defaults.  Here are some tips on securing networked printers.12/4/2012
Scanning ServersAll servers & Web apps should be scanned for vulnerabilities.  Here's more information to get started.12/4/2012
Supported OSes: WindowsUpgrade all your servers to a currently supported operating system12/5/2012
Supported OSes:  RHELThat includes Linux, too!12/5/2012

Security Project Planning Guide, Phase 2

LinkDescriptionLast Update
Admin Users should only be given administrative rights to their computers in exceptional circumstances.  Work with leadership in your department to develop and implement a policy to restrict administrative access to computers and to develop a procedure for requesting and approving/declining exceptions.  Click here for other best practices.12/11/12
Critical DataAll servers and workstations should be routinely scanned for critical data.  Work with departmental leadership to approve and implement a policy to do so.  The link at the left provides a template for getting started.12/4/2011
Limit AccessPhysical access to servers should be highly restricted.  Your best option is to put your servers in the Data Center by virtualizing them in II or moving them there physically12/4/2012
WDEAll laptops should be encrypted using whole disk encryption.  You may decide PGP, BitLocker, or File Vault, among others, is best for your situation.  The important thing is to encrypt them!12/4/2012
Backups EncryptedThe media you use to backup your servers should be encrypted and stored offsite.  Consider the UITS TSM service.12/4/2012

Security Project Planning Guide, Phase 3

LinkDescriptionLast Update
AwarenessAll employees in your department should participate in a security/privacy awareness program.  Until something is widely available at IU, you are free to create your own.12/4/2012
DR/BCPrepare a disaster recovery plan using IU Ready.  If you already have one, be sure to update it each year.12/4/2012
RolesFormally assign the roles of security and privacy officer for your department, either through job descriptions or written policy.  This does not mean you have to hire someone!  It just means that you need to find a point person who will lead the security/privacy awareness training, act as decision maker in matters regarding security and privacy, and look out for the interests of the department in these matters.12/4/2012